Friday, December 2, 2011

Rules on Rails





Constitutions are laws about the set-up of a community. Like all laws they are supposed to be rules for human conduct. We read the law, and if we are law-abiding, we do what it says. Wittgenstein, in another context, points to a problem:

But am I not compelled, then, to go the way I do in a chain of inferences?” --Compelled? After all I can presumably go as I choose!-- “ But if you want to remain in accord with the rules you must go this way.” – Not at all, I call this 'accord'. – “Then you have changed the meaning of the word “accord”, or the meaning of the rule.” --No; – who says what 'change' and 'remaining the same' mean here? However many rules you give me-- I give a rule which justifies my employment of your rules.

You may think my interpretation outlandish, absurd, ridiculous, but nothing in the written rule allows you to do so. The little marks on the page do not force me to do this or that. How could they? I can insist that virtually any action is in accord with the rules. What prevents me from doing so is convention. “Certainly you can't possibly think that doing THAT is in accord with the law.” The general scorn of others forces me to acquiesce. We have always taken the rule to mean thus and so! But who has always taken it thus and so? How we “always took it” is lost in the mists of time. Writing about that time is just more words on a page, subject to the same mutability as the written laws. What allows the rule to have any affect is a general agreement as to what actions accord with the rule and what do not. But it is not the rule nor any argument about how we have always taken it in the past that forces this agreement. It comes only from a general willingness to agree in the course of life as it is lived now. The rules do not allow us to escape from conventional usage, and our agreement about conventional usage depends upon good will. Someone who doesn't want to agree will find a way not to. Usage is conventional because we agree on it or, in any case acquiesce. Neither the law, nor convention, can force agreement.

People held power without law. How did they do it? Let us take a little excursion. Aristotle, in The Constitution of Athens writes, “The ancient political order that existed before Draco was as follows: The magistrates were selected from the noble and the wealthy.” We might ponder that “selected.” How selected? We tend to think of something like our own elections, but this was a very small group of people who had no media, no airplanes, in short no way of distancing themselves from one another. They were all out in the agora every day. No noble or wealthy citizen of Athens ever moved to another city, so these people all knew one another since childhood. For one reason or another, alliances formed. For one reason or another someone became a leader without actually being chosen in any way. That is the way when kids grow up together. They spoke to one another day after day not in whitewashing telepromptese, but extemporaneously. Everybody knew what shit a guy stepped into five years ago. Everybody knew who was a fool, a hothead, a coward. Everybody also knew who was wise, worth listening to, brave, clever. Everybody knew who would obey whom. And most important, everybody knew who was likely to further the interests of whom. In short a man's human qualities emerged. Everybody already knew who was whom just from having hung out with them for their whole lives. There were no surprise candidates like Barak “Who-the-hell-is” Obama or Mitt “Who-the-hell-is” Romney. Those who held the offices gained the acquiescence of others through their personal qualities that emerged in the course of daily public life over a lifetime. The Greeks called these qualities of excellence virtu.

The noble and wealthy ruled because they could afford a soldier's equipment. The leaders emerged naturally from life lived together, and they ruled the poor by force. The rich owned the land and the serfs paid steep rent or had themselves and their children sold into slavery. To the poor this quality of virtu was no virtue. But they couldn't do anything about it. The poor obeyed out of fear, not because of any law. Those who ruled did so because of their monopoly of military equipment. They were rich because they were tough. They didn't have to explain why they did what they did.

The poor had “no share in anything,” Aristotle says. What kept them down was military force that easily overwhelmed them. It seems like a stable situation, but apparently it wasn't. The problem arose between the very-rich and the barely-rich. The very-rich were the officers in this military city, the barely-rich merely foot soldiers. The very rich exploited the barely-rich too. Sometimes the barely-rich interfered with the plans of the very-rich at which point the very rich might treat them not that much differently from the way they treated the serfs. The loyalty of the barely-rich to the very-rich was shaky. The “Draconian” laws Draco made created a treaty of peace between the very-rich and the barely-rich to assure that the barely-rich would remain foot soldiers in the threatening class war with the poor. For the very-rich needed the loyalty of the foot soldiers if they were to maintain their military superiority. Draco made the ability to supply oneself with a soldier's equipment the criterion for citizenship. But you needed quite a bit more to be appointed to office. He created a council of four hundred chosen by lot from among the citizens. This Areopagus could judge complaints one citizen might have with another. Thus the poorer of the rich could bring complains against the richer. There were other rules that favored the barely-rich-but-rich -enough-for-armor. It gave them a way to protect themselves somewhat against the more powerful.

The very-rich obviously agreed to this set-up only reluctantly, for it deprived them of opportunities to exploit the barely-rich. That was what it was supposed to do. They agreed to it only because they knew they needed the barely-rich against the poor. In other words they agreed to it because the threat of civil war weighed more heavily than their “interests.” If the poor later offered no threat the rich would again use force to take whatever they wanted. The laws would not stop them if they thought they didn't any longer need the less rich. They would reinterpret the laws as they wished. The laws themselves, like all laws, are open to any interpretation, and can only serve as a reminder that civil war looms and compels good will and fairness in interpretation to insure the loyalty of the barely-rich. So the whole enterprise hinges upon incipient civil war and the rather artificial good will this inspires between different naturally hostile classes. The law depends upon the good will of parties who by nature mistrust one another and so harbor ill will. They agree to read the law with a good will they don't really have because of the threat of civil war.

Draco's laws solidified the rule of the rich. By buying the loyalty of the foot soldier it strengthened a repressive force. Aristotle concludes his account of Draco's laws with, “but loans were secured on the person of the debtor and the land was in the hands of the few.” But repressing the poor with force apparently didn't work. Aristotle continues with a report that the common people rose up against the upper class and “the civil discord became violent.”

When that happened they called in Solon. Solon's laws were a second attempt at law, this time to take from the rich and give to the poor to bring the civil war to an end. Repression had failed, so they thought to compromise. The parties agreed to Solon as lawgiver because he was from an ancient family but not that rich. His interests seemed not to lie clearly with either party. From his poetry one gets the idea that his interest is with the community as a whole. Aristotle quotes him:

I observe, and my heart is filled with grief when I look upon the oldest land of the Ionian world as it totters.”

The existence of a citizen, someone who's interest is with the good of the whole, is hereby tacitly acknowledged. By agreeing to Solon they have agreed that it is possible to be a citizen, someone whose “heart fills with grief” when he sees the polis in danger. But all they have agreed to, when they agreed to accept Solon as lawgiver, was the possibility of a citizen. Either side might, at any time, withdraw this sobriquet from Solon himself. Indeed Aristotle mentions this happening, or nearly happening. Solon canceled debts, but some said some of his friends went into debt just before he did so, reaping big rewards. Making a move he said was to help the poor, he actually aided his own interests proving that he put his interests above those of the community as a whole. Apparently Solon weathered this storm whereas some well-known selfish man in his place probably wouldn't have. His reputation pulled him through. But he saw that if he remained he would lose his status as citizen, and the laws would become suspect. For to people, that is to the whole city, who see all human action as self-interested, Solon's actions would seem self-interested too. So he left the city thus preserving his claim to be its one true citizen.

Being a citizen, one whose interest is with the good of the whole, and appearing to be one after having made the laws, are two different things. Was Solon out for himself or trying to do what was best for the city as a whole when he canceled debts? The interests of the rich as a whole are made up of the individual interests of the rich. Although they regularly screw the poor they are not above screwing one another. The rich can use laws that redress the sufferings of the exploited poor, which always take something from the rich, to screw others of the rich by putting themselves temporarily in the position of the poor to take advantage of these laws. Those who knew Solon was going to cancel debts borrowed to the hilt and made a bundle.

Neither the rich nor the poor have any ability to assess Solon's integrity. For both, integrity is a purely theoretical concept beyond their experience. They both acknowledge their self-interest. They choose Solon because he looked like a citizen and the denizens of Athens recognized that the law needed good will to serve its purpose. The words on the page had to have a meaning everyone thought “fair,” and wouldn't have that meaning if written by a self-interested man. Solon wrote laws that definitely benefited the poor. The rich accepted these laws as part of a peace treaty. They had to believe that their sacrifices were for the good of the whole, that is, the peace treaty. They had to believe that Solon was wise and had the good of the whole at heart, even though they had no feeling for the good of the whole. They were making a trade that depended upon mutual good faith, and this good faith would exist because everyone had faith in Solon. For the rest of the city good faith was as unreal as the tooth fairy. Acceptance of and trust in Solon was essential even though what was essential in Solon, his integrity, was beyond everyone else's experience.

So laws are either alliances between rich people with different interests to continue the civil war against the poor, or a peace treaty between rich and poor to end the civil war. One might argue that all laws are alliances of rich and less rich, for there are always people even poorer than the poor. In Athens there were slaves and foreigners, both unprotected by Solon's laws. A citizen lawgiver is important whenever the poor or less rich see that their interests are different from those of the rich, that is when the poor are class conscious. This is often not the case, for it is usually not too difficult to convince the barely-rich that their interests and those of the very-rich are the same. No one seems to have worried about Draco's bonafides. During the last quarter of the twentieth century most Americans thought their interests were the same as those of the very rich. Even the poor thought themselves “entrepreneurs.” Where being barely-rich ends and being poor begins is a matter of opinion. In any case the citizen lawgiver, where mistrust exists, must make the laws and vanish, forcing the inhabitants of the city to think as the citizen thinks in any dispute. The citizen lawgiver is essential when the sides openly have different interests.

So where does that leave our own Constitution? Americans generally imagine the “founding fathers” bubbling over with good will, sitting around a large solid table, and trying with their formidable intelligences to craft or better, “hammer out,” our marvelous system of checks and balances to protect our liberties. But at that time the debate was all about whether or not the Constitution would take away American liberties. For example, here is Patrick Henry, one of the most prominent anti-federalists speaking against ratification.

 “The rights of conscience, trial by jury, liberty of the press, all your immunities and franchises, all pretensions to human rights and privileges, are rendered insecure, if not lost, by this change, so loudly talked of by some, and inconsiderately by others.”

Those who supported the Constitution tried to calm this fear. The complex and ingenious structure of “checks and balances” would guarantee our freedoms, they said. The Articles of Confederation under which the United States actually came into being was a loose affiliation of truly independent states. There was no standing army and the Confederate government had no power to tax citizens and no real way to force the states to contribute. It protected freedoms quite admirably, was nearly broke, and opened the opportunity for foreign powers to play one state against another. The Constitution was a proposal to “form a more perfect union,” that is, cede sovereignty to the federal government. No one, for or against, thought of it as protecting freedoms. Those for the Constitution could argue, at best, that it would not take them away.

During the Constitutional Convention Jefferson was in France. We must remember that communication between France and the US was, in those days, arduous. Jefferson wasn't getting daily reports. Hamilton and Madison were the most important proponents of the Constitution. What were their concerns? The English had remained in the Northwest Territory (Ohio, Indiana, Illinois, Wisconsin and Michigan) longer than they were supposed to, and Spain controlled a large part of the Mississippi. John Jay had been sent to negotiate navigation on the Mississippi and had been humiliated. In fact American diplomats in general had been treated with contempt in Europe. Our founding fathers, who look so dignified and gentlemanly to us, were bumpkins to the incredibly refined European aristocracy. They were made to squirm in the role of the bourgeois gentilhomme. They were looked upon as the representatives of some rag-tag mockery of a country--or so Hamilton and Madison said. In addition in revenge for the revolution the English were restricting American shipping and it seemed war was about to break out with France. With pressure from all these sources some of the states had made private deals with other countries, and the union seemed likely to break up.

Hamilton argued that not only England, France and Spain, but also Holland was a potential enemy of the Confederation. Others thought these threats exaggerated. Jefferson, in France, tried to calm everyone on that score. Here is Patrick Henry again:

We are threatened with danger for the non-payment of our debt due to France. We have information come from an illustrious citizen of Virginia, who is now in Paris, which disproves the suggestions of such danger. This citizen has not been in the airy regions of theoretic speculation: our ambassador is this worthy citizen. The ambassador of the United States of America is not so despised as the honorable gentleman would make us believe. A servant of a republic is as much respected as that of a monarch. The honorable gentleman tells us that hostile fleets are to be sent to make reprisals upon us: our ambassador tells you that the king of France has taken into consideration to enter into commercial regulations, on reciprocal terms, with us, which will be of peculiar advantage to us. Does this look like hostility?....

Do you suppose the Spanish monarch will risk a contest with the United States, when his feeble colonies are exposed to them? Every advance the people make to the westward, makes him tremble for Mexico and Peru. Despised as we are among ourselves, under our present government, we are terrible to that monarchy. If this be not a fact, it is generally said so.

We are, in the next place, frightened by dangers from Holland. We must change our government to escape the wrath of that republic. Holland groans under a government like this new one. A stadtholder, sir, a Dutch president, has brought on that country miseries which will not permit them to collect debts with fleets or armies. 

Patrick Henry tried to minimize every threat Hamilton saw; Hamilton seems not to have believed him. In any case Hamilton had one obvious motive —to shift sovereignty from the states to the federal government-- that would have made him ready to profess fear of whatever the Union would protect against. Hamilton's interest was entirely in creating an unbreakable union with the power to tax and raise an army. Jefferson recounts a meeting (page 96) with Hamilton in which Hamilton expressed his preference for Julius Caesar over Enlightenment luminaries Jefferson admired. He called Caesar the greatest man who ever lived. Jefferson told Washington that Hamilton had asserted that only force and interest could rule men. Unless Jefferson was lying, Hamilton had no faith in the Constitutional Government's complex structure, but went along with it to centralize the government. It is hard not to see Hamilton having used Madison to argue to the other Enlightenment influenced men for the checks and balances where he could not. Henry and Hamilton both fixed their eyes firmly upon who was to control military force. They differed in that each saw the other's preferred result as a disaster.

Hamilton may or may not have believed in the threats he warned of, but he was definitely a patriot, or at any rate thought of himself as one. For he was surely correct about the states going their own way and making independent arrangements with foreign, or simply other, states. Independent states make their own treaties. Hamilton wanted a constitutional monarchy, and his British Plan, introduced at the Constitutional Convention included a “Governor” and Senators elected for life, and state governors appointed by the national legislature. Hamilton was a visionary, a genius, and probably a paranoid who saw a United States mortally threatened during its infancy, but, if protected, growing into a colossus ruled by a Caesar. That was what he wanted to have happen, that is what he believed was best, and that is what has happened.

Hamilton's greatest fear was the nightmare of a continent full of petty states, like Europe. After the introduction his first three entries in The Federalist Papers are all on this subject. Here is a sample of his language:

A man must be far gone in Utopian speculations who can seriously doubt that, if these States should either be wholly disunited, or only united in partial confederacies, the subdivisions into which they might be thrown would have frequent and violent contests with each other.

Madison's primary concern seems to have been Shay's Rebellion that had shaken the Massachusetts establishment. Shay had been in the continental army, had loaned money to the Continental Congress to pursue the war, then had found the Federal Government, without the power of taxation, could not redeem the bonds and they were almost worthless. On top of that when he had returned home he found he had lost his land for debt. He was not the only one thinking he had gotten a raw deal, and many others were also outraged. A rag-tag army of, some said, 30,000 seemed to grow overnight. To Madison Shay's rebellion was the ultimate nightmare. Patrick Henry, on the other hand criticized Shay only for lack of capacity, and Jefferson actually welcomed the rebellion.

Both Hamilton and Madison reflexively thought it was necessary to suppress Shay and his ilk with force. Here is Hamilton:

"Should a popular insurrection happen in one of the confederate states the others are able to quell it. Should abuses creep into one part, they are reformed by those that remain sound.

“Quell” and “remain sound” are for curing diseases. The Union is the cure.



Here Madison:

The insurrections in Massts. admonished all the States of the danger to which they were exposed. Yet the plan of Mr. P. contained no provisions for supplying the defect of the Confederation on this point. According to the Republican theory indeed, Right & power being both vested in the majority, are held to be synonymous. According to fact & experience, a minority may in an appeal to force be an overmatch for the majority. 1. 15 If the minority happen to include all such as possess the skill & habits of military life, with such as possess the great pecuniary resources, one third may conquer the remaining two thirds. 2. 16 one third of those who participate in the choice of rulers may be rendered a majority by the accession of those whose poverty disqualifies them from a suffrage, & who for obvious reasons may 17be more ready to join the standard of sedition than that of the 18 established Government. 3. 19 where slavery exists, the Republican Theory becomes still more fallacious.

The appeal to force and repression is direct. So it is clear that the American Constitution is a Draconian alliance of the rich for the repression of the poor. Neither Shay, who would have been the proper representative of the poor, nor anyone sympathetic to him, ever ratified the Constitution. That was done entirely within the state legislatures. However, what the Constitution created was something almost new, a Republic, and this threw a monkey wrench into the workings of the rich. For we must remember that it is Patrick Henry and other rich men who opposed the Constitution on the grounds that it restricted their freedom. Henry would never have been in Shay's shoes, but here he was in apparent alliance with him.

The Constitution of the United States created a new body politic where there never had been one. Henry feared that the federal government, once created, would have interests of its own. He conjured up a constitutional tyrant repressing the states. In this he was on the money. Henry, Madison, Monroe, Jefferson and similar others ruled Virginia very comfortably. Their freedom consisted in being able to shape the world around them with others who talked it out with them and acted from a sense of justice. Having to talk to others, equals, face to face, was what kept them honest. That, what they called “freedom,” was what they would lose. Oh they would still be able to talk, but they would not be able to manage the life around them. The federal government, with its ability to tax the citizens directly and raise an army, would be a power all its own which, of necessity, would repress the states and so take away this freedom. The Civil War decided the issue once and for all. Henry was right and he lost.

It is hard to believe that Hamilton, who thought only force and interest could rule men, ever believed in the checks and balances of the constitution. Henry certainly never did. But such constructs of government were all the rage in those days, and it seems almost certain that Madison had real faith in them. The Enlightenment had changed the idea of law to correspond to its new idea of natural law. Natural law, like Newton's law of gravitation, had come to consist of a set of procedures. Each of these procedures when done carefully, produced a predictable result. But Enlightenment men did not think of them as a set of procedures, but as revelations about the laws of nature. Newton's Law of Gravitation gave people license to think we knew how all things worked in the cosmos, for it applied both on earth and in the heavens. We still live with this epistemological commitment. No one noticed that Newton's gravitational formula can describe any eliptical or hyperbolic planetary path depending upon the masses and initial velocities involved. But these numbers were just plugged in to make the orbits what we already knew to be right. The game was circular, but no one was good enough at math to see it. The idea that science examines nature (which is somehow always found in the laboratory) obscures science's real nature as a collection of recipes for operations that, done carefully, produce predictable results. Everybody thought of the Enlightenment as having discovered the real truth about everything. The universe was merely a succession of repeatable procedures. It ran, as it were, on rails. Since such procedures were ideal for producing commodities, the rapid creation of wealth cemented the belief. Mass production here we come, but the idea of life as made up of a complex of rigid procedures, the Enlightenment idea, infected the Constitutional Convention. Belief in rigid procedures —the checks and balances and election rituals-- substituted for belief in the one true citizen, Solon and in his good will, as essential for law's success. The checks and balances, rules for human behavior, could, it was thought, be specified. These procedures would cancel out private interests automatically so that only the interest of the whole would result. Madison specifically renounces and hope for good will in Federalist 10.

It is in vain to say that enlightened statesmen will be able to adjust these clashing interests, and render them all subservient to the public good. Enlightened statesmen will not always be at the helm. Nor, in many cases, can such an adjustment be made at all without taking into view indirect and remote considerations, which will rarely prevail over the immediate interest which one party may find in disregarding the rights of another or the good of the whole.

The Constitution was, so to speak, Draconian rather than Solonic, that is an alliance of the rich against the Shay and the poor rather than a peace treaty between rich and poor. But it was also Solonic as a peace treaty between the rich and the Federal government. The anti-federalists feared the new body politic itself wold be a constitutional tyrant. Whereas in Greece the poor sought protection from the rich, here the rich seek protection from the government. It is for this that an American Solon was needed. For that Solon we have the checks and balances.

The new Solon was “due process.” The founding fathers counted on the governmental processes to preserve their freedom. Men are self-interested and the best we can do is try to balance these interests so that, in the tug of war, the general interest will emerge. “We are a nation of laws, not of men,” is a description of just this reliance on process rather than good will.

It is interesting to compare the Bill of Rights to other earlier laws. Earlier laws are about who owes what to whom, who had the right to hunt where, who has the right to tax whom, and the like. There is nothing like the right to free assembly or the right to free speech or freedom of the press, all of which seem not to be a question of one person's interests over another's. These are rights one needs to oppose a government structured upon ideas, a government that, supposedly, can be opposed or persuaded through argument. The separation of powers, election of officials, and shortly after ratification, the Bill of Rights were supposed to protect against constitutional tyranny. Many believed it would work. Henry and Jefferson did not. Henry was one of the few who saw no problem with the Articles of Confederation. He believed that free men in the states could protect themselves without such a repressive structure as he saw the new Federal State to be.
This Enlightenment faith in procedure was not only American, but took hold wherever the Enlightenment spread. In France, The Declaration of the Rights of Man is full of principles that are to be secured by law. The Code Napoleon supposedly created the system of procedures for France. This all came crashing down with the Dreyfus affair that I treat with more detail here.

The Dreyfus Affair revealed that the system of procedures could not insure justice and in fact mitigated against it. At the time it was quite clear to everybody. Zola's J'accuse is about how, with the Dreyfus Case, France betrays it's foundation in The Declaration of the Rights of Man. He mentions antisemitism only once. Even Theodor Hertzl, for whom The Dreyfus case was a revelation of eternal antisemitism, saw the case as a repudiation of France's deepest principles. What was so appalling was that to implicate Dreyfus court officials introduced flagrantly false evidence. They went through the motions, the procedures and produced a mockery. Their shameless falsehoods flew in the face of reason itself, but when they refused to withdraw what to any reasonable man were outrageous forgeries, there was nothing within the law to stop them.

Franz Kafka's story In the Penal Colony illustrates perfectly what had happened. In it, the penal colony has inherited a machine for administering justice from an earlier “Commandant.” The machine is the centerpiece for the whole penal colony which is itself a machine meant to run by itself.

We who were his friends knew even before he died that the organization of the colony was so perfect that his successor, even with a thousand new schemes in his head, would find it impossible to alter anything, at least for many years to come.

The colony was a process resistant to human intervention. The machine is designed to operate a set of needles to write the criminals crime on his back in wounds. A tattoo of words kills him. The officer, who runs the show, explains it in French, which the soldier and the condemned man don't understand. Even though the officer tasked with administering the punishment was there at the machine's construction, he does not know how to fix it. Anyway, he can't get parts. The machine is falling apart. No one any longer knows how it was supposed to work. When the officer finally subjects the prisoner to it, it mangles him horribly and writes nothing on his back.

The justice system of the West, set up as a machine for justice meant to run rigidly according to strict procedures, has substituted procedure-following for justice. Supreme Court Justice Scalia's infamous comment reveals this:

"This Court has never held that the Constitution forbids the execution of a convicted defendant who has had a full and fair trial but is later able to convince a habeas court that he is "actually" innocent. Quite to the contrary, we have repeatedly left that question unresolved, while expressing considerable doubt that any claim based on alleged "actual innocence" is constitutionally cognizable."

The quotes around “actual innocence” sets it off against innocence found through the procedures of the law. That he didn't do the crime is irrelevant if the procedures produced a “guilty” verdict. Scalia is not being a monster here unless being a good judge is being a monster. For he is just following what every lawyer learns in law school. The result of the procedures is what matters. All else is juvenile folderol. How the machine was supposed to work no one can tell. It is outside our ken.

The hope that rigid procedure, law, as it were, on rails, could substitute for good will, was vain. Wittgenstein has shown decisively that nothing written can dictate rule-following, even in the most basic case, that of counting. If someone insists he is obeying the rules in following 1000 with 1002 we might banish him from further math study, or even send him to the insane asylum, but what we cannot do is show him where he is wrong by pointing to a rule. For he will insist he is following it. Mathematics works because of a rigid training. It is a tyranny, a tyranny of teachers, not marks on a page. Those who won't or can't obey are thrown out.

Since law is a peace treaty between two classes who have no good will but see ending their hostilities as more important than some of their private interests, both sides want to reinterpret the law in their own favor. If the guarantee for the laws fair interpretation is not good will but some rigid procedure, both sides are free to exercise themselves fully to have things go their way within the letter of the law. The reliance on procedure is a license to pursue self-interest. Since laws do not actually prescribe anything unless there is good will, it is quite easy to manipulate them. For example:

In the United States the use of the phrase "enemy combatant" was used after 9/11 by the Bush administration to include an alleged member of al Qaeda or the Taliban being held in detention by the U.S. government as part of the war on terror. In this sense, "enemy combatant" actually refers to persons the United States regards as unlawful combatants, a category of persons who do not qualify for prisoner-of-war status under the Geneva Conventions.

To circumvent the law one need merely rename someone so that they fall outside the category. Want to circumvent labor laws, rename the workers “independent contractors.” Can't have an office slave? Call her an “intern.” “War?” no, “kinetic military action.” Conversely, if you want to include some entity under the protection of the law, use the same trick in reverse. A corporation is a “person;” money is “speech.” But these are only the most obvious techniques. Techniques are limited only by human ingenuity itself. Perhaps the law has a spirit as well as a letter, but rigid procedures refer only to the letter, and it can be twisted to mean anything. The faith in procedure is misplaced and relieves the parties, especially the rich, of the obligation of good will, essential to the success of any system of law. And thus we see the ever more Kafkaesque government going ever further along the rails as law is piled upon law in the vain attempt to turn human action into procedures done on rails of written language. We imagine these procedures forged of steel but they are woven of cobwebs.



Thursday, November 3, 2011

Conservative intellectuals and the invisible hand



Conservative Intellectuals

                                     The invisible hand just gave you the finger, son.
                                                           Clyde "the possum" Ridenour
                                                        

The expression “conservative intellectual” was, at least until the nineteen-fifties, an oxymoron. Conservatives, with their founder, Edmund Burke, insisted that not reason but custom was the true foundation of freedom. The rights of Englishmen, founded in long tradition and customary practice, were real. “The rights of man,” the brainchild of Enlightenment thinking, was but a chimera, a brainstorm without substance. The “reason” of the Enlightenment produced only a wind-egg and worse, the Terror. Conservatism attacked reason itself, so how could it then turn around and spawn conservative “think tanks” such as the Heritage Foundation, peopled with conservative intellectuals?

The change seems to have come with books like The Origins of Totalitarianism by Hannah Arendt. Totalitarianism was what linked the regimes of Nazi Germany and Soviet Russia together. Before that everyone thought one was extreme left and the other extreme right. No two regimes could have been more different. But no, they shared a new kind of political structure never imagined by the ancients who otherwise identified all known political structures.

Totalitarianism, it seemed, needed an ideology, a set of ideas that cling together to inspire citizens to embrace the totalitarian movement, set out for its illusory Shangri-la, and perish in confusion. The ideas within the ideology were unimportant because the ideology served the same purpose in any totalitarian structure regardless of the ideology's content. That the Soviet Union was to the far left and Nazi Germany to the far right didn't matter. The actual ideas in the ideology factored out, so to speak, leaving just the path, the unreachable Shangri-la, and the pit.

The totalitarian structure was not really a structure at all, but, perhaps an anti-structure, a whirlwind where everything changed from day to day. Its kaleidoscopic chaos hypnotized the population then led them into the maw. In its grip people turned away from lifelong friends. In politics they fervently embraced policies and motives only to abandon them a day later. Such is the instability of ideas. Under totalitarianism, in the spell of ideology, people abandoned all morality. They shoved others into gas chambers in Poland, or, bizarrely, confessed to crimes they did not commit, after which they trundling off proudly to their own executions in Moscow. Nothing held fast; everything was in flux. Oh ideas, evil ideas. Spiraling into hell, those in their grip hallucinated that they marched all together towards paradise.

The conservative intellectual's task was to raise the alarm against ideas--to persuade people that state planning, reason, ideas used to achieve some state purpose, led to disaster. Their objection was to practical reason, planning and carrying out that plan, not rhetoric. Unlike Burke, they did not object to the use of the art of persuasion. Talk away. Just don't do any non-market thing if you are in the government. State programs launched for the common good were the enemy. All plans were the germs of ideologies that pointed to some hair-brained utopia whose vision hypnotized governments and turned leaders into zombies. Indeed anything a government might do to achieve any goal was the germ of horrible ruin. The conservative intellectual wanted to point out that our own liberal democracy was itself in mortal danger to the extent that the government had ideas that led them to do things. To make policy in the hope of achieving some social program was to invite totalitarianism. Thinking to help, you create disaster. “The tyranny of good intentions” discredited all good intentions. Since ideology, ideas used to plan action, always leads to totalitarianism, government regulation was only a step away from the gas chamber.

Burke's attack on reason was incoherent. He argued against the firebrands of the French Revolution in a rhetorical war to see who could persuade the English to either embrace the ideas of the French Revolution or repudiate them. Burke argued rhetorically that the rhetorical appeal of his enemies should be repudiated because all rhetorical appeals are bad. Ideas, no matter how good, tear up custom and make the ship of state rudderless. Custom is the steady guide. But custom does not need Burke to exhort you to follow it, for then you would be following Burke and not custom. He reasoned that one should not trust reason.

His modern disciples have solved that problem. Because their quarry is not a gaggle of soap box firebrands, but the government itself, they have withdrawn their objection to rhetoric and have thrust their lance at practical reason. That is where the totalitarian danger comes from. What they object to is “government regulation” to achieve a social program. Regulations deprive us of “free choice.” The government sets up rules and enforces them -- with violence if necessary. This is coercion. The conservative intellectual includes all government regulation and all commands in the category of “coercion.” The government is identified with the highwayman. Both coerce. Thus all government regulation is bad, and will lead to catastrophe-- depressions, gulags, holocausts, totalitarianism. Government should act only as a referee to prevent force and fraud and so be a shelter for the free market, but otherwise do nothing. Individual free choice, allowing the “invisible hand” to shape the world, replaced custom as the guide through the wilderness.

The conservative intellectual does not object to the use of commands within a commercial enterprise, that is, within the free market. The workers have chosen to work in the factory. They have chosen to obey the commands of the boss. Even though their entire lives are spent obeying commands, they are free. For they freely chose to go to work. If they don't like it they can leave. Such a situation remains within the realm of “choice.”

In the Introduction to Free to Choose, Milton and Rose Friedman, make up a little bit of American history. It goes something like this. Our founding fathers created the United States of America to protect men from the encroachment of government. For quite some time Americans were largely free, and the country blossomed. But in spite of this there were still many evils. Intellectuals forgot that it was free choice that produced all the good and thought they could use government to correct all the evils. When these intellectuals were able to influence the government, the Great Depression resulted. Here, in the Friedmans' own words, is how the story ends:

However, government's responsibility for the depression was not recognized —either then or now. Instead, the depression was widely interpreted as a failure of free market capitalism. That myth led the public to join the intellectuals in a changed view of the relative responsibilities of individuals and government. Emphasis on the responsibility of the individual for his own fate was replaced by emphasis on the individual as a pawn buffeted by forces beyond his control. The view that government's role is to serve as an umpire to prevent individuals from coercing one another was replaced by a view that government's role is to serve as a parent charged with the duty of coercing some to aid others.1

The Friedmans offers us no example of an intellectual who embraced their bizarre idea of the duties of a parent. But what Friedman objects to here is coercive social programs. Such governmental interference coerces the rich to aid the poor. The Friedmans, as usual,  assimilate such “coercion” to that of the highwayman. But given these two very dissimilar cases, just where does the boundary lie? The Friedmans do not want to say that natural limitations coerce us. “I would prefer to fly but my lack of wings coerces me into walking.” No. What is, is. Coercion is something people do and has nothing to do with our natural limitations, which are neither good nor bad but simply something an adult must live with. The starvation of a worker's children, for example, does not coerce him into taking a job that he otherwise would have spat upon. He still makes a free choice. To complain about this is to complain about not having wings. What is, is; one makes choices within the context of reality. If your children are starving that is what is. You try to fix it, but within the market place. “What is” in this case as well, is not coercion, according to Friedman. What distinguishes “what is” from minimum wage laws? Why is it not coercion when they are? No doubt it is that only people, or social institutions can coerce. No one made the children starve.

Now the worker with starving children might say that the rich man who owns all the food is coercing him when he comes to get some food. Instead of letting him take it he had guards, the police, who use coercion, even violence, to keep him from the food. The worker did not use force; He would have been happy to take the food peacefully. Force was used against him. And this coercion arose with people, namely, the police. So it is not like “just the way things are.” This is a simple case of government coercion.  “But a man has a right to protect his own property,” the conservative intellectual will say indignantly. “Protection of property is what the United States is all about. It is essential for the free market. ” Very well, but then the Conservative intellectual must admit that coercion is good in the protection of property. Since “protection of property” is an idea and the police an agency for carrying out government regulation to realize that idea, when the conservative intellectual accepts police coercion he violates his own principles.

 Coercion to protect property rights is governmental regulation to realize a social good. Why is this regulation good but not one guaranteeing enough food for your children? The answer, whatever it may be, comes from ideas, verboten ideas, and an attempt to realize them. So there is no possible justification for choosing one right, “ protection of property,” over the other,  “the right to not be hungry,” without contradiction of the principle forbidding social programs to realize ideas of the good. The conservative intellectual is left with a conceptual train wreck.

Friedman wants to say that good things happen when the umpire favors property and not starving children. But this good thing is a social good the Government uses regulation to realize. The free market is a cornucopia! Maybe so, but the poor man with no share in it might not call it a good thing. What is it to him? He would not allow that any good thing can happen while his children starve. Since we are all individuals any opinion is as good as any other. For we must not try to realize any social good through means outside the market place. What is good and what bad coercion depends upon one's point of view. The intellectual argument objecting to coercion has vanished and the conservative intellectual is revealed as simply having taken sides. Once there can be good and bad coercion “coercion” loses its place as a criterion for what is good or bad. And the conservative intellectual can offer no other criterion without violating his own principles.

The distinction between “free” and “coerced” also disappears, since freedom, The Friedmans agree, requires a coercive umpire to keep people from coercing one another. In other words freedom requires coercion to remain free. So how can “freedom” and “coercion” inhabit mutually exclusive realms? What is freedom now that coercion must be inevitably mixed in with it?  For governmental use of coercion to achieve social ends is, in his setup, identical to highway robbery. If one tries to argue that the police do not really influence anyones actual choices and thus to distinguish between good coercion that does not influence market choice and bad coercion that does, the highwayman will object. For, he will argue, his coercion does not influence market choices either. His pistol is like a deed of trust that proves that he already holds his victims life in his hand. He does not threaten his victim's life; he already possesses it and can do with in what he will. The victim can choose to buy back his life with his money or not. Whichever he chooses, he is not coerced. The highwayman offers him a deal: his money for his life. He is free to choose. The highwayman does not influence him either way. That his life is at stake is irrelevant. For lives are often at stake in the market. In the quote above the Friedmans want us to think of the citizen as [responsible] “for his own fate” rather than as a “pawn buffeted by forces.” Very well, then why shouldn't he be responsible for the protection of his own life and goods? The market is a translation of a Darwinian jungle into a paper city. It is a duel to the death fought with documents rather than with tooth and claw. But why exclude tooth and claw? The exclusion of these weapons is unjustified. Why deprive the con man or thug of his skills? No argument without an appeal to the general good is possible. Any rules restricting a jungle where the fittest survive will keep the fittest from surviving unless one assimilates the rules to “what is.”

The discourse of the conservative intellectual is really an ideology, a set of ideas that don't hold together, but set us off towards a utopia and to our doom. This utopia is perhaps different in that the conservative intellectual refuses to offer any picture of it. The “invisible hand of the market” will take our hands and lead us there, but we will not know where we are going. Just the human penchant for boredom will guarantee that if we ever think we know where we are going the enormous urge to not continue in the same direction for yet another day will set us off in a different direction. Knowing where you are going is a sure sign of not knowing where you are going. This utopia has no fixed shape. Its citizen is a man who constantly tries to peer into the future and then get there first. He tries to glimpse the next “what comes next” and point his own market activity towards it. Superior human beings, capable of guessing the desires of tomorrow, will emerge. The Conservative Utopia, the best of all possible worlds, sometimes called “whatever comes next” is just whatever emerges from the rough and tumble of the marketplace (but it will be good!). In our blind march towards the utopia of market success some find the way, but most fall by the wayside. If you do it is your own fault; you lack character or energy, stability or imagination, in short either one thing or its opposite. That is the Darwinian way of the world, and it is good. This Utopia's indistinctness, far beyond the formidable indistinctness of previous utopias, gives it plausibility in our present habitual mistrust of planning and clear goals (except within a market context). But since all such utopias are unreachable, the unrecognizablity of this one hardly matters. If an hallucination without any qualities can be called an hallucination, this utopia is as hallucinatory as any other, or even more so, since whatever happens is a step in the right direction. Recent events have revealed that this utopia is a fatal snare , but its web of ideas continues to entangle us.


What you would normally think
Has more to it than that.
Behind the surface truth
Something else appears.
When you focus there
You find a silver path
Whose forks, seeming choices,
Are outposts, points of view,
From which the beauty of the whole plan
Shows up.

But someone else is there.
A spider in that web
Views you as you flail
In the trap he set for you.

1Milton and Rose Friedman, Free to Choose:(Harcourt Brace Jovanovich, 1980) 5

Saturday, October 22, 2011

The Catastrophe of Class Warfare









Karl Marx wrote The Eighteenth Brumaire of Louis Napoleon as a history of the French Revolution of 1848 in terms of class warfare. Its oft quoted first two sentences read, “Hegel remarks somewhere that all great world-historic facts and personages appear, so to speak, twice. He forgot to add: the first time as tragedy, the second time as farce.” He refers here to the French Revolutions of 1789 and 1848. The first is a tragedy because, according to Marx, power changed hands from the old aristocracy to the rising bourgeoisie. The second is a farce because power fell into the hands of the buffoon, Louis Napoleon but means of production did not change hands from one class to another. For although the Paris proletariat did hold power for a brief time in February, 1848, a counterrevolution involving almost all classes against the proletariat, allowed Louis Napoleon, the representative of the lumpen proletariat, to take power and rule for many years. Though different in kind both revolutions are stage plays, but, Marx hopes, the real revolution, the “social revolution of the nineteenth century, won't be.

Marx chuckles at the bourgeoisie for being so afraid of the proletariat that it allows itself to fall into barbarism, demolishing what Marx thinks of as the bourgeois goal, the bourgeois republic. “The French bourgeoisie had long ago found the solution to Napoleon’s dilemma: 'In fifty years Europe will be republican or Cossack.' It solved it in the “Cossack republic.” No Circe using black magic has distorted that work of art, the bourgeois republic, into a monstrous shape. That republic has lost nothing but the semblance of respectability.” Marx expects this monstrous specter to inspire the “social revolution of the nineteenth century.” He explains that the proletariat didn't revolt after Dec 2 when Louis Napoleon overthrew the vestiges of the bourgeois republic because the whole remainder of the nation ganged up against it— including the peasantry. But also, he asserts, the proletariat will not be able to replay a past stage play, but must invent itself as it goes along. In spite of this hiccup, the history fits neatly into Hegelian terms. Contradictions within the bourgeois republic lead it to throw itself into the arms of Louis Napoleon, described as what most of us would see as a proto-Nazi. With the Bourgeois Republic now revealed as a monstrosity, the social revolution of the nineteenth century cannot be far off.

Marx adopted the word “proletariat” to identify the working class and with it he describes history as, not a story about political actors, but class warfare. Aristocracy, bourgeoisie, proletariat, and lumpen proletariat—these are the actors on the world historical stage. Since then, this description has been persuasive both to the “left” and to the “right.” It is class war that allows Marx to describe the revolution of 1789 as tragedy and that of 1848 as farce. The idea that the first French Revolution, that of 1789, was the “Bourgeois Revolution,” as Marx described it, has taken root. Most on the left now think of that revolution as something of a preliminary revolution, with the final revolution, the proletarian revolution, still to be accomplished. To be sure, with Marx's demonization, the word “proletariat” can no longer be used, but the idea remains. “The people” or “the 99%” now substitute for it. The distinction is one of class.

But those who actually participated in the French Revolution did not think of it in class terms. The Marquis de Lafayette wrote the Declaration of the Rights of Man with the help of Thomas Jefferson. Neither could be accused of membership in the bourgeoisie. The Declaration of the Rights of Man spoke of universal human equality. Marx comments that classes, such as the landed peasantry, who supported the first revolution, turned against the Paris proletariat in the second because they had benefited from the “bourgeois republic.” “While the Paris proletariat still reveled in the vision of the wide prospects that had opened before it and indulged in seriously meant discussions of social problems, the old powers of society had grouped themselves, assembled, reflected, and found unexpected support in the mass of the nation, the peasants and petty bourgeois, who all at once stormed onto the political stage after the barriers of the July Monarchy had fallen.” Is this an alliance between classes or a counter revolution that is classless?

What is perhaps forgotten now is the considerable sympathy the original French Revolution had within the European aristocracy, supposedly its enemy. Lafayette was of the aristocracy. Lord Stanhope, chairman of “The Revolution Society” founded in honor of the English Revolution of 1688 expressed support for the French Revolution, as did the other members of the society in 1790. To be sure he was later ostracized for his sympathies, but their early acceptance reflects some aristocratic sympathy with the original idealism of the Revolution.

The French Revolution of 1789 did abolish privileges of the aristocracy and thus opened the way for freer commercial flow. In that sense it was a bourgeois revolution. But it also deprived the nobles of property, one of Burke's major objections, and thus was a peasant revolution. The sentiments expressed in the Declaration of the Rights of Man were of universal human equality, not class war. Even Burke admitted sympathy for these sentiments.”Those who cultivate the memory of our Revolution [the English Revolution of 1688] and those who are attached to the constitution of this kingdom will take good care how they are involved with persons who, under the pretext of zeal toward the Revolution and constitution, too frequently wander from their true principles and are ready on every occasion to depart from the firm but cautious and deliberate spirit which produced the one, and which presides in the other.”

But the word “equality” meant different things to different people. Burke's equality was what he called moral equality. He was convinced that the French Revolution betrayed the sentiments it professed to uphold. Burke understood, as anyone who thinks about it must, that an idea of universal equality in everything is a chimera. Nature bestows gifts unequally, including the gift for amassing property. Burke believed in another interpretation of these sentiments. With his “moral equality” “you would have had a protected, satisfied, laborious, and obedient people, taught to seek and to recognize the happiness that is to be found by virtue in all conditions; in which consists the true moral equality of mankind, and not in that monstrous fiction which, by inspiring false ideas and vain expectations into men destined to travel in the obscure walk of laborious life, serves only to aggravate and embitter that real inequality which it never can remove, and which the order of civil life establishes as much for the benefit of those whom it must leave in a humble state as those whom it is able to exalt to a condition more splendid, but not more happy.” Burke, it seems, hoped to convince the people that they were happy in their humble position, a sentiment that surely must have been impossible to inculcate in the bustling new-born entrepreneurial capitalism of the nineteenth century. Burke feared popular dissatisfaction and seems not to have anticipated the overweening ambition free enterprise inspired and through which the rising bourgeoisie must inevitably have destroyed the privileges of the nobility. Neither he nor Marx thought equality might mean equality of opportunity to develop one's talents.

Marx, of course, thought of these sentiments as costume.

The classic description of universal human equality is that in the American Declaration of Independence. “We hold these truths to be self-evident, that all men are created equal.” Were equality identified with equality of financial means, social position, or natural endowments the statement would be absurd, not “self evident.” The statement, couched as it is in the logical language of “self-evident truths” is clearly an expression of the Enlightenment. What it objects to is privileges bestowed upon the scions of certain families that give them unfair advantages. Those informed by the Enlightenment, as all of us now are, saw human beings as a collection of talents, the primary being that of reason. Self-evident equality at creation could only mean equality at naked birth, an equality of opportunity for “life, liberty, and the pursuit of happiness,” that is, the development of these talents for one's own benefit. Given an image of man naked in the state of nature, these truths do, indeed, seem self-evident.

Marx saw the bourgeoisie's curious political incompetence that contrasted sharply with their rise in wealth. In spite of the nobility's apparent recovery of power after the Congress of Vienna and other similar congresses following Napoleon's defeat, the bourgeoisie retained their freedom of activity under the restored monarchy. Louis Philippe was known as the bourgeois monarch. Their riches continued to grow, but curiously, they remained politically clownish, as Marx saw so clearly in the Revolution of 1848.

The boredom and corruption Marx identifies with the bourgeois republic was something of a commonplace. Moliere's Bourgeois Gentilhomme, presented more than 100 years earlier, had satirized the bourgeois mercilessly. The well-known bourgeois passion for social climbing revealed the barren nature of bourgeois life and its bad conscience. The first thing the successful bourgeois wanted to do was escape being bourgeois. He aspired to imitate the decadent nobility unless he could, through his wealth, actually join them. His excursions into the demimonde to give life spice were also well known. Marx mocked the bourgeoisie for having virtually thrown power to Louis Napoleon in fear after the brief appearance the the Paris proletariat on the stage of history. But this also shows the enormous bourgeois political inferiority complex. Statesmen were subtle, unlike the fumbling bourgeois gentilhomme. The whole Romantic movement was an attempt to find an escape through imagination to a life more alive than what bourgeois society had to offer. The “bourgeois gentleman,” an oxymoron, hardly had the courage, let alone the imagination, to take political power in spite of his burgeoning wealth.

Hannah Arendt notes the bourgeoisie's political backwardness. She writes in Origins of Totalitarianism, “The central inner-European event of the imperialist period [1884-1914] was the political emancipation of the bourgeoisie, which up to then had been the first class in history to achieve economic pre-eminence without aspiring to political rule.” She attributes this sudden arrival on the political stage to the bourgeoisie's need to use the army to rule foreign countries, a project in direct contradiction to the raison d'être of the nation state. For the nation justifies its existence as protection for the particular way of life of a “volk” or nation, as Burke would have it. The English nation-state protects the rights and customs of Englishmen, not the universal rights of men. It has no business ruling others with other customs. She recounts the state's resistance to the “megalomania of imperialist aspirations.” But capitalism set free must expand and will soon reach the borders of the nation-state and need to go beyond them. Hence imperialism. Of course the true irony was that the nation state's imperial venture infected the subject countries with the passion for their own nation, inspiring inevitable revolution.

But where did this bourgeois megalomania come from? Arendt traces it to Hobbes, and she is undoubtedly right. But there is nothing further from Hobbes than the Declaration of the Rights of Man. Nothing could contrast more with Hobbes's “nasty, brutish, short” human life than that of a man in the state of nature developing his talents to achieve “happiness.” How did Europe get from the “new dawn” of the French Revolution to absolute nihilism of the imperial bourgeois period? Well, there is not much difference between nihilism and materialism. Arendt writes, “ For power left to itself can achieve nothing but more power, and violence administered for power's (and not for law's ) sake turns into a destructive principle that will not stop until there is nothing left to violate.” And so imperialism has proved in fact. But after Marx what else was there but power and more power, wealth and more wealth.

The French revolutions of 1830 and 1848 were again in the name of the principles of 1789. But Marx's characterization of the revolution of 1848 as a farce because it failed to transfer power to the Paris proletariat changed all that. For it is through this history that Marx changed the idea of revolution from a fight for universal human equality to class warfare. Behind this is Marx's materialist philosophy, the idea that all culture and value were but disguise for the real truth, namely, the identity of who controlled the means of production. High ideals were the costume of tragedy or farce depending upon which class ended up with the means of production at the end.

Such interpretation appealed to leftist historians who could push aside all that refinement of manners they were not heir to and look only at the cold hard material facts: who controls what. But what no one seems to have realized is just what a boon such interpretation was to the bourgeoisie. They too stumbled over their clumsy manners. This interpretation set them free from the self-doubt of the uncultured and the moral qualms that might arise from their possession of “dark satanic mills” while professing a belief in universal human equality. They were now warriors in a class war and all that could be pushed aside. All that was real was money and power, and that was what they had in spades. The bourgeois's clumsiness, his lack of style, the emptiness of his life, was irrelevant. Manners, honor, morals were but window dressing. They saw through it to the truth. Boredom evaporated in the frisson of unvarnished savagery that was class warfare. Their inferiority complex had kept them away from politics, but in the late nineteenth century they commandeered the machinery of the nation state for imperialist purposes with ruthless glee. For there was nothing to hold them back.

Since revolution was class war, not a fight for universal human dignity, all was fair. Since power and wealth was everything, why should the bourgeoisie relinquish it to another class? In a war for wealth and power neither side has the moral high ground. Marx's labor theory of value does not succeed in persuading anyone of the justice of the proletariat's cause. The Congresses that followed Napoleon's defeat, through which Metternich set up the nation state system that continues in a hollowed out way today, countered the revolutionary sentiments of the French Revolution by embracing, not rejecting them. Friedrich von Gentz, Metternich's secretary, was a Burkean, and had published a pamphlet, Die Historisches Journal which was nothing but a translation of Burke's works. The Burkean nation-state system countered the inflammatory Enlightenment sentiment for universal equality by claiming it could only be achieved through the nation state. Freedoms became “our” freedoms. The nation state, the bourgeois republic, proclaimed itself the protector of human (now English) rights. At the same time the parliamentary system exhausted the revolutionary energy in procedural wrangling. The courts, too, exhausted petitioners for justice as Dickens describes in Bleak House. Nationalists did not pretend that the revolutionary sentiment was nothing but a costume concealing the reality of class warfare, but fed hopes for realizing these ideals into a system that choked them with red tape. In such a system demands for equality, when they grew too hot, could not be so easily ignored. The American civil rights movement could succeed, if only in a limited way, because it's demand for equality of treatment repeated the noble hopes of the American and first French Revolutions that the United States still clung too, however precariously.

Once revolution became class war, and the bourgeoisie became political, it's embarrassment over the “monstrous nature” of the bourgeois republic vanished. Marx thought the exposure of this monstrous character would doom the republic. What he failed to note was that his own materialism made this monstrosity as much of a costume as were the high flown sentiments of the first French Revolution. Everything was but cover for power and wealth hunger. The bourgeoisie proved quite indifferent to the horrors they perpetrated. War was, after all, war. They pursued the ever more ghastly wars with aplomb, focusing entirely on the prize, their own power and wealth. The revolutionary cry, once “liberté, égalité, fraternité,,” had become “show me the money.”

One can only wonder what might have been had the revolutions that continued through the nineteenth century remained revolutions for universal human equality. Had equality been understood not as a requirement for dispossessing the bourgeoisie, but as rather assuring fairness of opportunity, the outcome might have been different. Marx was certainly not wrong in seeing class war in the social relationships mushrooming in the nineteenth century, but class war need not have become the central theme of revolution. Dickens, who saw all the horrors of capitalism better than almost anyone, to the surprise of many, was horrified by class warfare. In his report, “On Strike,” of the Preston strike in 1854 he wrote, “Masters right or men right masters wrong or men wrong both right or both wrong there is certain ruin to both in the continuance or frequent revival of this breach. And from the ever widening circle of their decay what drop in the social ocean shall be free?”

If equality of opportunity had remained the theme of revolution, it still would have required some redistribution of property, for no one can expect children growing up in poverty to “realize their potential.” Arendt attributes the bourgeois adaptation of their rapacious ethic to their political isolation, and this does seem plausible. But in the Canut revolts in Lyon, surely events that can be seen as class warfare, the mill owners claimed the workers were violating the principles of the French Revolution. That the bourgeoisie would have acquiesced to this lesser level of property redistribution seems doubtful from our perspective. But we are looking from the well armed turrets of post Marxist capitalist society and are primed to launch our own attacks in the war of all against all. Had the bourgeoisie retained their sense of the emptiness of bourgeois existence and the rightness of the principles of the first French Revolution they might have seen the state as more than just a police force and been more inclined to use some of their wealth for the furtherance of universal human equality, seen as equality of opportunity. After all it was because of the uprising in the name of this equality that they realized their power in the first place, and the talents thus fostered would have been in their service.